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Ed Hayes is the author of the field guide "Evaluating Tree Defects," now in its second edition. His e-mail address is ehayes@safetrees.com

The art and science of tree risk assessment continues to evolve as we increase our knowledge base and with field experience. Trees do not fail at random. Tree failures are predictable over a broad time range. And tree assessment is not an exact science but a science nonetheless and one that is constantly advancing.

An arborist performing tree risk assessments must be well trained in biology, tree structure, and tree mechanics. The arborist should possess a high level of comfort and experience with the inspection process. It takes a trained eye to recognize the subtle signs of impending mechanical failure. The possible result of over-reading these signs is overreacting. Any existing signs of failure must be thoroughly evaluated to determine cause. Because every tree is different, performing tree risk assessments is a learning process. This article briefly reviews structural defects and basic tree mechanics.

The process for evaluating the risk of tree failure begins with visual inspection for defects (visual tree assessment, VTA), followed by sounding for suspected decay and probing, if necessary, with a portable drill, increment borer, or an advanced decay detection device. Formulating a decision involves considering several factors, including multiple defects, species characteristics, location and extent of decay, characteristics of decay organisms, crown size, crown ratio, stem taper, exposure, target considerations, tree value, and owner attitude.

Components of Risk Assessment

The three components of tree risk assessment proposed by Matheny and Clark (1994) are the tree's failure potential, an environment conducive to tree failure, and a target.

Failure Potential

Although some trees without defects fail in major storms, the presence of any defect will increase the chances of failure. Each species has its own profile of defects. Some factors that must be considered include the species' growth habit, tree condition, branch attachments, resistance to decay, condition of anchoring roots, cultural or maintenance history, and previous damage. In addition, the severity of any defects found should be considered. Other factors related to the site such as intensity of use, soil condition, and prevailing winds must be considered in conjunction with the defects present when assessing the potential for failure. Any individual factor can directly impact tree safety (or, more often, multiple factors impact the tree's failure potential). The size of the tree or tree part that may fail is also important. Usually, the tallest, most exposed tree and tree parts are of greatest concern.

** Arborist News **
December 2002
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